Banking, Finance & Investment

SEC Charges Meyer Global Management and Its CEO With Defrauding Retail Investors in Private Funds That Held Interests in SpaceX and Other Pre-IPO Securities

SEC Charges Two Individuals With Orchestrating Fraud Scheme That Targeted Veterans

SEC Proposes Amendments to Expand Responsible Retailization of Private Markets

Wingstop’s stock slides 12% after profit falls short of estimates

SEC Publishes Updated Market Statistics, Highlighting Increase in IPOs and Proceeds Raised

SEC Charges South Florida Resident and His Company for Alleged Investment Scheme Defrauding Law Enforcement

SEC Proposes Rescission of Shareholder Proposal Rule and Reforms to Proxy Solicitation Process

Charter Communications announces buyout deal for Liberty Broadband at terms above its previous proposal

Hibbett shares fall as Q1 sales miss analysts’ estimate

SEC Charges Multiple Entities in Fraud Schemes Totaling at Least $15 Million That Used WhatsApp and Other Platforms to Lure Investors

Novartis hikes sales and profit guidance for the year

SEC Censures OTC Link LLC for Repeated Compliance Failures Related to Regulation SCI

U.S. stock futures and bond yields drop on reports Putin has updated nuclear doctrine

General Motors unveils new all-electric Cadillac called the Vistiq with 300-mile range

SEC Seeks Final Judgment Against Former Western Asset Co-CIO Ken Leech in Cherry Picking Case

SEC to Host Virtual National Compliance Outreach Seminar for Investment Companies and Investment Advisers

Vestas Wind Systems stock slumps as company says margins to be at low end of guidance

Amazon says it had best-ever Thanksgiving Holiday week with record sales and number of items sold

SEC Announces Agenda and Panelists for Roundtable on Preparations for 24-Hour Trading

SEC Charges San Francisco Bay Area Private Fund Executives with Multimillion Dollar Ponzi-Like Scheme

SEC Proposes to Modernize Rules for Registered Transfer Agents

Anheuser-Busch InBev shares slip as sales come up shy of estimates

Barclays reports 18% profit rise as it lifts income guidance

London Stock Exchange Group says income grew, led by Tradeweb

SEC Issues “Innovation Exemption” to Facilitate the Trading of Tokenized NMS Stock and Request for Comment

Jobless claims stay low in latest week

Microsoft to lay off 650 people from videogame business: WSJ

SEC Charges Founder and His Two New Jersey-Based Companies in Alleged $16 Million Ponzi Scheme

U.S. productivity slows down in fourth quarter while unit labor costs accelerate

SEC Proposes Rescission of Political Contribution Rule for Investment Advisers

SEC Investor Advisory Committee to Host Sept. 10 Meeting

Jobless claims fall to lowest level since mid-May

SEC Proposal Would Address How Investment Advisers and Funds Can Custody Crypto Assets Under the Federal Securities Laws

SEC’s Division of Examinations Announces New Exam Handbook

Trump asks Supreme Court to pause TikTok ban

SEC and FDA Announce MOU to Bolster Cooperation and Ensure Market Integrity

DirecTV to acquire EchoStar’s video distribution business including Dish TV and Sling TV

Alibaba stock climbs on report of vendor service fee increase

SEC Charges Registered Investment Adviser Zoe Financial for Failure to Disclose Conflict of Interest

Plus500 says it will meet expectations after quarterly revenue climbs 11%